Line 1*
Line 2
Line 3 City / Town / Village*
District* Zip / Post Code*
State/UT* Country*
Address Type* Residential / Business Residential Business Registered Office Unspecified
(Certified copy of any one of the following Proof of Address [PoA] needs to be submitted)
Proof of Address*
A- Passport Number Passport Expiry Date
B- Voter ID Card
D- Driving Licence Driving Licence Expiry Date
E- Aadhaar Card
F- NREGA Job Card
Z- Others (any document notified by the central government) Identification Number
1. Identity Details (Please refer instruction A at the end)
Name* (same as ID proof)
Maiden Name (If any*)
Father / Spouse Name*
Mother Name*
Date of Birth* D D M M Y Y Y Y
Gender* M- Male F- Female T-Transgender
Marital Status* Married Unmarried Others
Citizenship* IN- Indian Others – Country Country Code
Residential Status* Resident Individual Non Resident Indian
Foreign National Person of Indian Origin
Occupation Type* S-Service Private Sector Public Sector Government Sector
O-Others Professional Self Employed Retired Housewife Student
B-Business X-Not Categorised
Know Your Client (KYC)
Application Form (For Individuals only)
(Please fill the form in English and in BLOCK Letters)
Fields marked with ‘*’ are mandatory fields
Photo
3.1 Current / Permanent / Overseas Address Details (Please see instruction D at the end)
Signature/
Thumb Impression
3. Proof of Address (PoA)*
(Certified copy of any one of the following Proof of Identity [PoI] needs to be submitted)
Middle Name
Last Name
Y
Y
Y
Y
First Name Prefix
2. Proof of Identity (PoI)* (for PAN exempt Investor or if PAN card copy not provided) (Please refer instruction C & K at the end)
M
M
D
D
Y
Y
Y
Y
M
M
D
D
3.2 Correspondence / Local Address Details* (Please see instruction E at the end)
Same as Current / Permanent / Overseas Address details (In case of multi ple correspondence / local addresses, please fill ‘Annexure A1’, Submit relevant documentary proof)
PAN Please enclose a duly attested copy of your PAN Card
New
Application
Type*
Update KYC Number*
Country Code
as per ISO 3166
State/UT Code
as per Indian Motor Vehicle Act, 1988
KYC Type*
Normal (PAN is mandatory) PAN Exempt Investors (Refer instruction K)
Line 1*
Line 2
Line 3 City / Town / Village*
District* Zip / Post Code*
State/UT* Country*
Country Code
as per ISO 3166
State/UT Code
as per Indian Motor Vehicle Act, 1988
Address
Passport Number Passport Expiry Date
Voter ID Card
Driving Licence Driving Licence Expiry Date
Aadhaar Card
NREGA Job Card
Others (any document notified by the central government) Identification Number
Y
Y
Y
Y
M
M
D
D
Y
Y
Y
Y
M
M
D
D
Page 1 Version 1.6
Mutual Fund India
Mutual Fund India
Mutual Fund India
Mutual Fund India
Mutual Fund India
Mutual Fund India
Related Person Type*
Name*
(If KYC number and name are provided, below details of section 6 are optional)
Guardian of Minor Assignee
Prefix First Name
Authorized Representative
Middle Name
Last Name
8. Applicant Declaration
9. Attestation / For Office Use Only
Date: Place :
• I hereby declare that the details furnished above are true and correct to the best of my knowledge and belief and I undertake to inform you of any changes
therein, immediately. In case any of the above information is found to be false or untrue or misleading or misrepresenting, I am aware that I may be held
liable for it. I hereby declare that I am not making this application for the purpose of contravention of any Act, Rules, Regulations or any statute of
legislation or any notifications/directions issued by any governmental or statutory authority from time to time.
• I hereby consent to receiving information from Central KYC Registry through SMS/Email on the above registered number/email address.
Signature / Thumb Impression of Applicant
[Signature / Thumb Impression]
Documents Received Certified Copies
D D M
M
Y
Y
Y
Y
6. Details of Related Person (Optional) (please refer instruction G at the end) (in case of additional related persons, please fill ‘Annexure B1’)
Related Person Deletion of Related Person KYC Number of Related Person (if available*)
A- Passport Number Passport Expiry Date
B- Voter ID Card
C- PAN Card
D- Driving Licence Driving Licence Expiry Date
E- Aadhaar Card
F- NREGA Job Card
Z- Others (any document notified by the central government) Identification Number
(Certified copy of any one of the following Proof of Identity[PoI] needs to be submitted)
Y
Y
Y
Y
Proof of Identity [PoI] of Related Person* (Please see instruction (H) at the end)
M
M
D
D
Y
Y
Y
Y
M
M
D
D
7. Remarks (If any)
KYC Verification Carried Out by (Refer Instruction I) Institution Details
Date
Emp. Name
Emp. Code
Emp. Designation
Name
Code
D D M
M
Y Y Y Y
[Institution Stamp]
[Employee Signature]
In-Person Verification (IPV) Carried Out by (Refer Instruction J) Institution Details
5. FATCA/CRS Information (Tick if Applicable) Residence for Tax Purposes in Jurisdiction(s) Outside India (Please refer instruction B at the end)
Additional Details Required* (Mandatory only if above option (5) is ticked)
Country of Jurisdiction of Residence* Country Code of Jurisdiction of Residence
Tax Identification Number or equivalent (If issued by jurisdiction)*
Place / City of Birth*
Address
Country of Birth* Country Code
as per ISO 3166
as per ISO 3166
Line 1*
Line 2
Line 3 City / Town / Village*
District* Zip / Post Code*
State/UT* Country*
Country Code
as per ISO 3166
State/UT Code
as per Indian Motor Vehicle Act, 1988
Emp. Branch
Date
Emp. Name
Emp. Code
Emp. Designation
Name
Code
D D M
M
Y Y Y Y
[Institution Stamp]
[Employee Signature]
Emp. Branch
4. Contact Details (All communications will be sent on provided Mobile no. / Email-ID) (Please refer instruction F at the end)
Email ID
Tel. (Off)
Mobile
Tel. (Res)
Page 2 Version 1.6
Mutual Fund India
Mutual Fund India
Mutual Fund India
Mutual Fund India
Mutual Fund India
Mutual Fund India
Instructions/Guidelines for filling Individual KYC Application Form
General Instructions:
1. Self-Certification of documents is mandatory.
2. KYC number of applicant is mandatory for update/change of KYC details.
3. For particular section update, please tick () in the box available before the section number and strike off the sections not required to be updated.
4. Copies of all documents that are submitted need to be compulsorily self-attested by the applicant and accompanied by originals for verification. In case the original of any
document is not produced for verification, then the copies should be properly attested by entities authorized for attesting the documents, as per the list mentioned under [I].
5. If any proof of identity or address is in a foreign language, then translation into English is required.
6. Name & address of the applicant mentioned on the KYC form, should match with the documentary proof submitted.
7. If correspondence & permanent addresses are different, then proofs for both have to be submitted.
8. Sole proprietor must make the application in his individual name & capacity.
9. For non-residents and foreign nationals, (allowed to trade subject to RBI and FEMA guidelines), copy of passport/PIOCard/OCICard and overseas address proof is mandatory.
10. In case of Merchant Navy NRI’s, Mariner’s declaration or certified copy of CDC (Continuous Discharge Certificate) is to be submitted.
11. For opening an account with Depository participant or Mutual Fund, for a minor, photocopy of the School Leaving Certificate/Mark sheet issued by Higher Secondary Board/
Passport of Minor/Birth Certificate must be provided.
A. Clarification / Guidelines on filling ‘Identity Details’ section
1. Name: Please state the name with Prefix (Mr/Mrs/Ms/Dr/etc.). The name should match the name as mentioned in the Proof of Identity submitted failing which the
application is liable to be rejected.
2. Either father’s name or spouse’s name is to be mandatorily furnished. In case PAN is not available father’s name is mandatory.
B. Clarification/Guidelines on filling details if applicant residence for tax purposes in jurisdiction(s) outside India
1. Tax identification Number (TIN): TIN need not be reported if it has not been issued by the jurisdiction. However, if the said jurisdiction has issued a high integrity number
with an equivalent level of identification (a “Functional equivalent”), the same may be reported. Examples of that type of number for individual include, a social security/
insurance number, citizen/personal identification/services code/number, and resident registration number)
C. Clarification / Guidelines on filling ‘Proof of Identity [PoI]’ section, if PAN Card copy is not enclosed/For PAN exempt Investors
1. If driving license number or passport is provided as proof of identity then expiry date is to be mandatorily furnished.
2. Mention identification / reference number if ‘Z – Others (any document notified by the central government)’ is ticked.
3. Others – Identity card with applicant’s photograph issued by any of the following: Central/ State Government Departments, Statutory/Regulatory Authorities, Public Sector
Undertakings, Scheduled Commercial Banks, Public Financial Institutions, Colleges affiliated to Universities, Professional Bodies such as ICAI, ICWAI, ICSI, Bar Council,
etc., to their Members; and Credit cards/Debit cards issued by Banks.
4. Letter issued by a gazetted officer, with a duly attested photograph of the person.
D. Clarification / Guidelines on filling ‘Proof of Address [PoA] section
1. PoA to be submitted only if the submitted PoI does not have an address or address as per PoI is invalid or not in force.
2. State / U.T Code and Pin / Post Code will not be mandatory for Overseas addresses.
3. Others includes – Utility bill which is not more than two months old of any service provider (electricity, telephone, post-paid mobile phone, piped gas, water bill); Bank
account or Post Office savings bank account statement; Documents issued by Government departments of foreign jurisdictions and letter issued by Foreign Embassy or
Mission in India; Identity card with applicant’s photograph and address issued by any of the following: Central/ State Government Departments, Statutory/Regulatory
Authorities, Public Sector Undertakings, Scheduled Commercial Banks, Public Financial Institutions, Colleges affiliated to Universities, Professional Bodies such as ICAI,
ICWAI, ICSI, Bar Council, etc., to their Members; and Credit cards/Debit cards issued by Banks.
E. Clarification / Guidelines on filling ‘Proof of Address [PoA] - Correspondence / Local Address details’ section
1. To be filled only in case the PoA is not the local address or address where the customer is currently residing. No separate PoA is required to be submitted.
2. In case of multiple correspondence / local addresses, Please fill ‘Annexure A1’
3. Others includes – Utility bill which is not more than two months old of any service provider (electricity, telephone, post-paid mobile phone, piped gas, water bill); Bank
account or Post Office savings bank account statement; Documents issued by Government departments of foreign jurisdictions and letter issued by Foreign Embassy or
Mission in India; Identity card with applicant’s photograph and address issued by any of the following: Central/ State Government Departments, Statutory/Regulatory
Authorities, Public Sector Undertakings, Scheduled Commercial Banks, Public Financial Institutions, Colleges affiliated to Universities, Professional Bodies such as ICAI,
ICWAI, ICSI, Bar Council, etc., to their Members; and Credit cards/Debit cards issued by Banks.
F. Clarification / Guidelines on filling ‘Contact details’ section
1. Please mention two- digit country code and 10 digit mobile number (e.g. for Indian mobile number mention 91-9999999999).
2. Do not add ‘0’ in the beginning of Mobile number.
G. Clarification / Guidelines on filling ‘Related Person details’ section
1. Provide KYC number of related person if available.
H. Clarification / Guidelines on filling ‘Related Person details – Proof of Identity [PoI] of Related Person’ section
1. Mention identification / reference number if ‘Z- Others (any document notified by the central government)’ is ticked.
I. List of people authorized to attest the documents after verification with the originals:
1. Authorised officials of Asset Management Companies (AMC).
2. Authorised officials of Registrar & Transfer Agent (R&T) acting on behalf of the AMC.
3. KYD compliant mutual fund distributors.
4. Notary Public, Gazetted Officer, Manager of a Scheduled Commercial/Co-operative Bank or Multinational Foreign Banks (Name, Designation & Seal should be affixed on
the copy).
5. In case of NRIs, authorized officials of overseas branches of Scheduled Commercial Banks registered in India, Notary Public, Court Magistrate, Judge, Indian Embassy/
Consulate General in the country where the client resides are permitted to attest the documents.
6. Government authorised officials who are empowered to issue Apostille Certificates.
J. List of people authorized to perform In Person Verification (IPV):
1. Authorised officials of Asset Management Companies (AMC).
2. Authorised officials of Registrar & Transfer Agent (R&T) acting on behalf of the AMC.
3. KYD compliant mutual fund distributors.
4. Manager of a Scheduled Commercial/Co-operative Bank or Multinational Foreign Banks (for investors investing directly).
5. In case of NRI applicants, a person permitted to attest documents, may also conduct the In Person Verification and confirm this in the KYC Form.
K. PAN Exempt Investor Category
1. Investments (including SIPs), in Mutual Fund schemes up to INR 50,000/- per investor per year per Mutual Fund.
2. Transactions undertaken on behalf of Central/State Government, by officials appointed by Courts, e.g., Official liquidator, Court receiver, etc.
3. Investors residing in the state of Sikkim.
4. UN entities/multilateral agencies exempt from paying taxes/filing tax returns in India.
Mutual Fund India
Mutual Fund India
Mutual Fund India
Mutual Fund India
Mutual Fund India
Mutual Fund India
List of Two-Digit state / U.T Codes as per Indian Motor Vehicle Act, 1988
State
/ U.T Code
State
/ U.T Code
State
/ U.T Code
Andaman &
Nicobar AN
Himachal
Pradesh HP
Pondicherry
PY
Andhra
Pradesh AP
Jammu &
Kashmir JK
Punjab
PB
Arunachal
Pradesh AR
Jharkhand
JH
Rajasthan
RJ
Assam
AS
Karnataka
KA
Sikkim
SK
Bihar
BR
Kerala
KL
Tamil
Nadu TN
Chandigarh
CH
Lakshadweep
LD
Telangana
TS
Chattisgarh
CG
Madhya
Pradesh MP
Tripura
TR
Dadra
and Nagar Haveli DN
Maharashtra
MH
Uttar
Pradesh UP
Daman &
Diu DD
Manipur
MN
Uttarakhand
UA
Delhi
DL
Meghalaya
ML
West
Bengal WB
Goa
GA
Mizoram
MZ
Other
XX
Gujarat
GJ
Nagaland
NL
Haryana
HR
Orissa
OR
List of ISO 3166 Two-Digit Country Code
Country
Country
Code
Country
Country
Code
Country
Country
Code
Country
Country
Code
Afghanistan
AF
Dominican Republic
DO
Libya
LY
Saint Pierre and Miquelon
PM
Aland Islands
AX
Ecuador
EC
Liechtenstein
LI
Saint Vincent and the Grenadines
VC
Albania
AL
Egypt
EG
Lithuania
LT
Samoa
WS
Algeria
DZ
El Salvador
SV
Luxembourg
LU
San Marino
SM
American Samoa
AS
Equatorial Guinea
GQ
Macao
MO
Sao Tome and Principe
ST
Andorra
AD
Eritrea
ER
Macedonia, the former Yugoslav
Republic of MK
Saudi Arabia
SA
Angola
AO
Estonia
EE
Madagascar
MG
Senegal
SN
Anguilla
AI
Ethiopia
ET
Malawi
MW
Serbia
RS
Antarctica
AQ
Falkland Islands (Malvinas)
FK
Malaysia
MY
Seychelles
SC
Antigua and Barbuda
AG
Faroe Islands
FO
Maldives
MV
Sierra Leone
SL
Argentina
AR
Fiji
FJ
Mali
ML
Singapore
SG
Armenia
AM
Finland
FI
Malta
MT
Sint Maarten (Dutch part)
SX
Aruba
AW
France
FR
Marshall Islands
MH
Slovakia
SK
Australia
AU
French Guiana
GF
Martinique
MQ
Slovenia
SI
Austria
AT
French Polynesia
PF
Mauritania
MR
Solomon Islands
SB
Azerbaijan
AZ
French Southern Territories
TF
Mauritius
MU
Somalia
SO
Bahamas
BS
Gabon
GA
Mayotte
YT
South Africa
ZA
Bahrain
BH
Gambia
GM
Mexico
MX
South Georgia and the South Sandwich Islands
GS
Bangladesh
BD
Georgia
GE
Micronesia, Federated States of
FM
South Sudan
SS
Barbados
BB
Germany
DE
Moldova, Republic of
MD
Spain
ES
Belarus
BY
Ghana
GH
Monaco
MC
Sri Lanka
LK
Belgium
BE
Gibraltar
GI
Mongolia
MN
Sudan
SD
Belize
BZ
Greece
GR
Montenegro
ME
Suriname
SR
Benin
BJ
Greenland
GL
Montserrat
MS
Svalbard and Jan Mayen
SJ
Bermuda
BM
Grenada
GD
Morocco
MA
Swaziland
SZ
Bhutan
BT
Guadeloupe
GP
Mozambique
MZ
Sweden
SE
Bolivia, Plurinational State of
BO
Guam
GU
Myanmar
MM
Switzerland
CH
Bonaire, Sint Eustatius and Saba
BQ
Guatemala
GT
Namibia
NA
Syrian Arab Republic
SY
Bosnia and Herzegovina
BA
Guernsey
GG
Nauru
NR
Taiwan, Province of China
TW
Botswana
BW
Guinea
GN
Nepal
NP
Tajikistan
TJ
Bouvet Island
BV
Guinea
-Bissau GW
Netherlands
NL
Tanzania, United Republic of
TZ
Brazil
BR
Guyana
GY
New Caledonia
NC
Thailand
TH
British Indian Ocean Territory
IO
Haiti
HT
New Zealand
NZ
Timor
-Leste TL
Brunei Darussalam
BN
Heard Island and McDonald Islands
HM
Nicaragua
NI
Togo
TG
Bulgaria
BG
Holy See (Vatican City State)
VA
Niger
NE
Tokelau
TK
Burkina Faso
BF
Honduras
HN
Nigeria
NG
Tonga
TO
Burundi
BI
Hong Kong
HK
Niue
NU
Trinidad and Tobago
TT
Cabo Verde
CV
Hungary
HU
Norfolk Island
NF
Tunisia
TN
Cambodia
KH
Iceland
IS
Northern Mariana Islands
MP
Turkey
TR
Cameroon
CM
India
IN
Norway
NO
Turkmenistan
TM
Canada
CA
Indonesia
ID
Oman
OM
Turks and Caicos Islands
TC
Cayman Islands
KY
Iran, Islamic Republic of
IR
Pakistan
PK
Tuvalu
TV
Central African Republic
CF
Iraq
IQ
Palau
PW
Uganda
UG
Chad
TD
Ireland
IE
Palestine, State of
PS
Ukraine
UA
Chile
CL
Isle of Man
IM
Panama
PA
United Arab Emirates
AE
China
CN
Israel
IL
Papua New Guinea
PG
United Kingdom
GB
Christmas Island
CX
Italy
IT
Paraguay
PY
United States
US
Cocos (Keeling) Islands
CC
Jamaica
JM
Peru
PE
United States Minor Outlying Islands
UM
Colombia
CO
Japan
JP
Philippines
PH
Uruguay
UY
Comoros
KM
Jersey
JE
Pitcairn
PN
Uzbekistan
UZ
Congo
CG
Jordan
JO
Poland
PL
Vanuatu
VU
Congo, the Democratic Republic
of the CD
Kazakhstan
KZ
Portugal
PT
Venezuela, Bolivarian Republic of
VE
Cook Islands
CK
Kenya
KE
Puerto Rico
PR
Viet Nam
VN
Costa Rica
CR
Kiribati
KI
Qatar
QA
Virgin Islands, British
VG
Cote d'Ivoire !Côte d'Ivoire
CI
Korea, Democratic People's Republic of
KP
Reunion !Réunion
RE
Virgin Islands, U.S.
VI
Croatia
HR
Korea, Republic of
KR
Romania
RO
Wallis and Futuna
WF
Cuba
CU
Kuwait
KW
Russian Federation
RU
Western Sahara
EH
Curacao !Curaçao
CW
Kyrgyzstan
KG
Rwanda
RW
Yemen
YE
Cyprus
CY
Lao People's Democratic Republic
LA
Saint Barthelemy !Saint Barthélemy
BL
Zambia
ZM
Czech Republic
CZ
Latvia
LV
Saint Helena, Ascension and Tristan da Cunha
SH
Zimbabwe
ZW
Denmark
DK
Lebanon
LB
Saint Kitts and Nevis
KN
Djibouti
DJ
Lesotho
LS
Saint Lucia
LC
Dominica
DM
Liberia
LR
Saint Martin (French part)
MF
Mutual Fund India
Mutual Fund India
Annexure A1 – Addition/Modification/Change of Address – Correspondence/Local Address
1. Correspondence / Local Address Details (Please see instruction E at the end) Enclose relevant documentary proof
Same as Current / Permanent / Overseas Address details
2. Contact Details (All communications will be sent on provided Mobile no. / Email-ID) (Please refer instruction F at the end)
3. Applicant Declaration
Date: Place :
• I hereby declare that the details furnished above are true and correct to the best of my knowledge and belief and I undertake to inform you of any changes
therein, immediately. In case any of the above information is found to be false or untrue or misleading or misrepresenting, I am aware that I may be held
liable for it. I hereby declare that I am not making this application for the purpose of contravention of any Act, Rules, Regulations or any statute of
legislation or any notifications/directions issued by any governmental or statutory authority from time to time.
• I hereby consent to receiving information from Central KYC Registry through SMS/Email on the above registered number/email address.
[Signature / Thumb Impression]
Signature / Thumb Impression of Applicant
New Update/Change
(Mandatory for KYC update request)
For office use only
Application Type*
(To be filled by financial institution)
KYC Number
Email ID
Tel. (Off)
Mobile
Tel. (Res)
Fax
Line 1*
Line 2
Line 3 City / Town / Village*
District* Zip / Post Code*
State/UT Country*
Country Code
as per ISO 3166
State/UT Code
as per Indian Motor Vehicle Act, 1988
Fields marked with ‘*’ are mandatory fields.
Please fill the form in English and in BLOCK letters.
D D M M Y Y Y Y
Mutual Fund India
Mutual Fund India
Mutual Fund India
Mutual Fund India Mumbai
Annexure B1 – Addition/Deletion of Related Persons
Related Person Type*
Name*
(If KYC number and name are provided, below details of section 6 are optional)
Guardian of Minor Assignee
Prefix First Name
Authorized Representative
Middle Name
Last Name
2. Applicant Declaration
3. Attestation / For Office Use Only
KYC Verification Carried Out by
Institution Details
Date: Place :
• I hereby declare that the details furnished above are true and correct to the best of my knowledge and belief and I undertake to inform you of any changes
therein, immediately. In case any of the above information is found to be false or untrue or misleading or misrepresenting, I am aware that I may be held
liable for it. I hereby declare that I am not making this application for the purpose of contravention of any Act, Rules, Regulations or any statute of
legislation or any notifications/directions issued by any governmental or statutory authority from time to time.
• I hereby consent to receiving information from Central KYC Registry through SMS/Email on the above registered number/email address.
[Signature / Thumb Impression]
Signature / Thumb Impression of Applicant
Documents Received Certified Copies
Date
Emp. Name Emp.
Code
Emp. Designation
Emp. Branch
Name
Code
D D M M Y Y Y Y
1. Details of Related Person (In case of additional related persons, please fill ‘Annexure B1’) (please refer instruction G at the end)
Addition of Related Person Deletion of Related Person KYC Number of Related Person (if available*)
A- Passport Number Passport Expiry Date
B- Voter ID Card
C- PAN Card
D- Driving Licence Driving Licence Expiry Date
E- Aadhaar Card
F- NREGA Job Card
Z- Others (any document notified by the central government) Identification Number
Proof of Identity [PoI] of Related Person* (Please see instruction (H) at the end)
[Institution Stamp]
[Employee Signature]
New Update/Change
(Mandatory for KYC update request)
For office use only
Application Type*
(To be filled by financial institution)
KYC Number
D D M M Y Y Y Y
D D M M Y Y Y Y
D D M M Y Y Y Y
Fields marked with ‘*’ are mandatory fields.
Please fill the form in English and in BLOCK letters.
