Don’t forget to fill the below mentioned details in the OTM Form above

Account Number, Bank Name, IFSC/ MICR Code, Branch

Mention the maximum amount per day

Mention the amount in words and in figures, just as you would in a cheque

Folio No. or Application No., Mobile No. and E-mail Id

Your signature as per your bank account

Just register once and

thereafter no more cheques/DD

for investments or Debit mandate

for new SIPs!

Attention: No need to attach One Time Mandate again, if already registered / submitted earlier.

Sole/First Applicant’s Signature Mandatory

Investor Name:

Payment

Details:

PAN/PEKRAN & KYC

Sole / First Applicant / Guardian Name Second Applicant / Guardian Name Third Applicant / Guardian Name

Declaration: Having read, understood and agreed to the contents of OTM Facility, the Scheme Information Document, Statement of Additional Information, Key Information Memorandum, Instructions and Addenda issued from time

to time of the respective Scheme(s) of Principal Mutual Fund mentioned within, I hereby declare that the particulars given above are correct and express my willingness to make payments towards SIP instalments referred above

through participation in NACH/ECS/Direct Debit. The ARN holder, where applicable, has disclosed to me/us all the commissions (trail commission or any other mode), payable to him for the different competing Schemes of various

Mutual Funds from amongst which the Scheme is being recommended to me/us.

One Time Mandate is already registered in the folio. [No need to submit again].

One Time Mandate is attached and to be registered in the folio. SIP Auto debit will start after mandate registration which takes Ten to Thirty days depending on NACH or ECS modalities.

The total of all installments in a day should be less than or equal to the amount as mentioned in One Time Mandate already registered or submitted, if not registered.

I/We hereby confirm that the EUIN box has been intentionally left blank by me/us as this is an "execution-only" transaction without any interaction or

advice by the employee/relationship manager/sales person of the above distributor or notwithstanding the advice of in-appropriateness, if any,

provided by the employee/relationship manager/sales person of the distributor and the distributor has not charged any advisory fees on this transaction.

Upfront commission shall be paid directly by the investor to the AMFI registered Distributors based on the investor’s assessment of various factors including the

service rendered by the distributor.

SIP Acknowledgement through OTM facility.

Principal Mutual Fund

Investor Name:

Folio No./Application No.

ISC Stamp

Scheme Name: Plan: Option: Amount:

Broker ARN Code Sub-Broker ARN Code

For Office use only

EUIN No. Micro SIPPrincipal Group Employee Code

Folio No.:

Cheque

No.

Drawn

Date Amount

SIP Registration Form

Exchange Plaza, ‘B’ Wing, Ground Floor, NSE Building,

Bandra Kurla Complex, Bandra (E), Mumbai - 400 051.

Toll Free - 1800 425 5600 • Fax: 022-6772 0512

Website: www.principalindia.com

E-mail: customer@principalindia.com

FOR EXISTING UNIT HOLDERS ONLY

SIP Installment

Amount (`)

Sr.

No.

Scheme/Plan/Option/Sub-option

Frequency Start Month/YearSIP Cycle Date

End Month/Year

Perpetual

Please tick as applicable:

Monthly

Quarterly

Sub-Broker Code

M M Y Y M M Y Y

Customer Information

Mobile:

E-mail Id:

Please attach a cancelled original personalized cheque

Declaration: I/We hereby declare that the particulars given on this mandate are correct and complete and express my willingness and authorize to

make payments referred above through participation in NACH/ECS/Direct Debit/Standing Instructions. I/We hereby confirm adherence to the terms of

Mandate Facility offered by Principal Mutual Fund and as amended form time to time and of NACH/ECS (Debits)/Direct Debits /Standing Instructions.

Authorisation to Bank: This is to inform that I/We have registered for ECS / NACH (Debit Clearing) / Direct Debit / Standing instructions facility and

that my/our payment towards my/our investment in Principal Mutual Fund shall be made from my/our above mentioned bank account with your

Bank. I/We authorize the representatives of Principal Mutual Fund carrying this mandate form to get it verified and executed. I/We authorize the

bank to debit my account for any charges towards mandate verification, registration, transactions, returns, etc, as applicable.

The above Mandate needs to be submitted only once for registration with or without SIP form. Once the mandate is registered, investor need not submit mandate again and can do lump sum investments,

start new SIP registration, using Physical Forms.

*For official use only. Investors are advised to leave these fields as blank.

Mandate Form for NACH/ECS/DIRECT DEBIT

[Applicable for Lumpsum Additional Purchases as well as SIP Registrations]

*UMRN

Date

*Sponsor Bank Code *Utility Code

I/We, hereby authorize

PRINCIPAL MUTUAL FUND

To debit (tick 3)

SB /CA /CC /SB-NRE /SB-NRO /Other

Bank A/c. Number:

With Bank

IFSC or MICR

An amount of Rupees

Mthly

Qtly

H-Yrly

Frequency

Unique ID

Reference 2

DEBIT TYPE Fixed Amount

Maximum Amount

Phone No.

Email ID

Signature of 1st Account holder Signature of 2nd Account holder Signature of 3rd Account holder

Name as in bank records Name as in bank records Name as in bank records

2. 3.

D D Y Y Y YM M

PERIOD

From

Until cancelled

D D Y Y Y YM M

Tick ( 3)

CREATE

MODIFY

CANCEL

(In Words)

(In Figures)

I Agree for the debit of mandate processing charges by the bank whom I am authorizing to debit my accounts as per latest schedule of charges of the bank.

• This is to confirm that the declaration has been carefully read, understood & made by me/us. I am authorizing the user entity/corporate to debit my account ,based on the instruction as agreed and signed by me.

• I have understood that I am authorized to cancel/amend this mandate by appropriately communicating the cancellation / amendment request to the user entity / corporate or the bank where I have authorized the debit.

As & when presentedYrly

Signature [as per Mutual Fund Records/Application]

First Unit Holder

Signature

Second Unit Holder

Signature

Third Unit Holder

Signature

QFUND.IN

• OTM

There are two separate forms, 1) for onetime mandate registration and 2) for SIP Registration.

• Where a onetime mandate is already registered in a folio for a bank account, the Unit Holder(s) will have to fill only the SIP Registration Form and

there is no need of a separate cheque to be given along with the SIP Registration Form.

• Where the mandate form and the SIP registration form are submitted together, debits for the SIP may happen only on successful registration of

the mandate by the Unit holder(s) bank. The Fund / AMC would present the SIP transactions or additional purchase transactions without waiting

for the confirmation of the successful registration from the Unit holder(s)’ bank.

• In case the onetime mandate is successfully registered, new SIP registration will take upto five days. The first debit may happen any time

thereafter, based on the dates opted by the Unit holder(s).

• If start date for SIP period is not specified, SIP will be registered to start anytime from a period after five days from the date of receipt of

application based on the SIP date available / mentioned, subject to mandate being registered.

• If anytime during the SIP period, the onetime mandate is modified to reduce the validity period, future installments of all SIPs registered under

the mandate will be deemed to have the end period coinciding with the mandate.

• In case of Micro SIP application without PAN, the investor/s hereby declare that they do not have any existing Micro SIPs with Principal Mutual

Fund which together with the current application will result in aggregate investments exceeding ` 50,000 in a year.

• If end date is not specified, SIP will be continued till the perpetuity or until cancelled.

With the introduction of One Time Mandate (OTM) facility, the mandate registration and SIP registration through facility has been delinked.

SIP Instructions: Terms & Conditions

• Investors who have already submitted an OTM form or already registered for OTM facility should not submit OTM form again as OTM registration is

a one-time process only for each bank account. However, such investors if wish to add a new bank account towards OTM facility may fill the form.

• Other investors, who have not registered for OTM facility, may fill the OTM form and submit duly signed with their name mentioned.

• Registration process for OTM forms submitted during the NFO period will commence after the closure and allotment of NFO applications.

• Mobile Number and Email Id: Unit holder(s) should mandatorily provide their mobile number and email id on the mandate form. Where the mobile

number and email id mentioned on the mandate form differs from the ones as already existing in the folio, the details provided on the mandate

will be updated in the folio. All future communication whatsoever would be, thereafter, sent to the updated mobile number and email id.

• Unit holder(s) need to provide along with the mandate form an original cancelled cheque (or a copy) with name and account number pre-printed

of the bank account to be registered or bank account verification letter for registration of the mandate failing which registration may not be

accepted. The Unit holder(s) cheque/ bank account details are subject to third party verification.

• Investors are deemed to have read and understood the terms and conditions of OTM Facility, SIP registration through OTM facility, the Scheme

Information Document, Statement of Additional Information, Key Information Memorandum, Instructions and Addenda issued from time to time

of the respective Scheme(s) of Principal Mutual Fund.

• If end date/frequency is not mentioned in the OTM Form, the same will be considered as per the SIP Registration Form and vice versa.

OTM Instructions: Terms & Conditions

MANDATORY FIELDS

Date: Date is mandatory • CREATE/MODIFY/CANCEL: tick is mandatory for create/modify & cancel if not ticked mandate will be rejected • To Debit (tick):

account type is mandatory • Bank A/c Number: Investor debit bank a/c number mandatory • With Bank: Investor bank name is mandatory • IFSC / MICR:

Correct IFSC code or MICR code is mandatory • An amount of Rupees: SIP fixed instalment amount in words in word column is mandatory, maximum amount

in words in word column is mandatory • ` : SIP fixed instalment amount in figures in figure column is mandatory, Maximum instalment amount in figures in

figure column is mandatory • Frequency: SIP monthly/ quarterly mandatory, Lump sum : as & when presented is mandatory • Debit Type: For SIP fixed

Amount & for Lump sum Maximum Amount is mandatory • Folio No.: For Existing Investor only • Phone No./ Email ID: Phone No. or Email ID is Mandatory

• PAN Number: Mandatory • Period: SIP start date is Mandatory, Lump sum : indicate till what date the mandate should be valid • Signature of Account

Holder: Signature is mandatory as per bank record • Name of the Bank A/c Holder: Name of the Bank A/c Holder is mandatory

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