D
D
SIP REGISTRATION CUM MANDATE FORM
For investment through NACH/Direct Debit
(Investors applying under Direct Plan must mention “Direct “ in ARN column.) All sections to be completed in ENGLISH in BLACK/BLUE COLORED INK and in BLOCK LETTERS
Distributor/Broker ARN/RIA Code
#
Sub-Broker ARN Code Internal Sub-Broker/Employee Code
(of Individual ARN holder or of employee/
Relationship Manager/Sales Person of the Distributor)
#By mentioning RIA Code, I/We authorize you to share with the Investment Adviser the details of my/our transactions in the scheme(s) of Canara Robeco Mututal Fund.
any interaction or advice by the employee/relationship manager/sales person of the above distributor or notwithstanding the advice of in-appropriateness, if any, provided by the employee/relationship manager/sales
person of the distributor and the distributor has not charged any advisory fees on this transaction.
Signature of Sole/First Applicant Signature of Second Applicant Signature of Third Applicant
Upfront commission shall be paid directly by the investor to the AMFI registered Distributors based on the investors’ assessment of various factors including the service rendered by the distributor.
Please tick () New Registration Cancellation Existing UMRN
The Trustee, Canara Robeco Mutual Fund, I/We have read and understood the contents of the Scheme Information Document of the following Scheme and the terms and conditions of the SIP Enrolment.
INVESTOR DETAILS SIP DETAILS
Sole/First Applicant’s Name
SIP Frequency : Monthly Quarterly
(Default SIP frequency is Monthly)
SIP Date :
1
st
5
th
15
th
(Default) 20
th
25
th
Any Date SIP
SIP Start Month/Year
M M / Y Y Y Y
SIP End Month/Year
M M / Y Y Y Y
SIP TOP UP (Optional) (Tick to avail this facility)
TOP UP Amount: Rs. _______________________________
*TOP UP amount has to be multiples of Rs. 500 only (Minimum Rs. 500).
TOP UP Frequency : Half Yearly Yearly
Note : Default Frequency is Yearly
It is mandatory to submit NACH (OTM)
NACH mandate should be provided for maximum
amount in line with your Top Up mandate & SIP
tenure.
Folio No. PAN
DEMAT ACCOUNT DETAILS (Optional)
Please
()
NSDL OR CDSL
Depository Participant (DP) ID
Depository Praticipant (DP) ID (CDSL only)
(The application form should mandatorily accompany the latest
Client investor master/Demat account statement.)
YOUR CONFIRMATION/DECLARATION: I/we hereby declare that I/we do not have any existing Micro SIPs which together with the current application will result in a total investments exceeding Rs. 50,000 in a year as
Schemes of various Mutual Funds from amongst which the Scheme is being recommended to me/us. The AMC would not be liable for any delay in crediting the scheme collection accounts by the Service Providers which
may result in a delay in application of NAV.
Signature(s) (As in Bank Records)
Signature of Sole/First Applicant Signature of Second Applicant Signature of Third Applicant
DEBIT MANDATE FORM
UMRN
1
Date
2
D D / M M / Y Y Y Y
Please
()
7
CREATE
MODIFY
CANCEL
Sponsor Bank Code
3
C I T I O O O P I G W Utility Code
4
C I T I 0 0 0 0 2 0 0 0 0 0 0 0 3 7
I/We hereby authorize
5
Canara Robeco Mutual Fund
to debit (Please )
6
SB CA CC SB-NRE SB-NRO Others
Bank Account Number
8
With Bank
9
Bank Name IFSc
10
Or MICR
11
An amount
of Rupees
12
In Words
Amount
in Figures
13
`
FREQUENCY
14
Monthly Quarterly Half Yearly Yearly As & When presented
DEBIT TYPE
15
Fixed Amount Maximum Amount
Folio No.
16
Phone
18
PAN
17
E-mail
19
I agree for the debit of mandate processing charges by the bank whom I am authorizing to debit my account as per latest schedule of charges of the bank.
P ERIOD
FROM
DD MM YYYY
TO
DD MM YYYY
OR Until Cancelled
20
21
Signature Primary Account Holder Signature Account Holder Signature Account Holder
22
Name as in bank records Name as in bank records Name as in bank records
•
• I have understood that I am authorized to cancel/amend this mandate by appropriately communicating the cancellation/amendment request to the User entity/corporate or the bank where I have authorised the debit.
NACH MANDATE INSTRUCTION FORM (Refer Instruction over leaf before Filling)
Sr.
No.
Scheme Name
Plan
Option
Amount
Invested (`)
Payment Details
Cheque/DD No./UTR No.
(incase of NEFT/RTGS)
1.
2.
3.
For dates 29th, 30th and 31st, the date considered will be 28th. In
case of no date mentioned, the default date considered will be 15th.
QFUND.IN
TERMS & CONDITIONS FOR SIP THROUGH NACH
A) SIP Payment through NACH/Direct Debit
1. This facility is available presently only for Systematic Investment Plan.
2. NACHdebit facilityis oeredatvarious banks.Fora detailedlistofbankspleasereferthewebsite
www.npci.org.in
3. ThisfacilityisoeredonlytotheinvestorshavingbankaccountswithabovementionedBanks.Abovelistis
subjecttomodication/updationatanytimeinfutureatthesolediscretionofCRAMC,withoutassigning
anyreasonorpriornotice.Ifanybankisremoved,SIPinstructionsofinvestorsforsuchbanksviaNACH
willbediscontinuedwithoutanypriornotice.
4. SIPinstalmentsshallbestartedonlyafterregistrationofSIP–NACHDebitMandatewithinvestorsbanker
throughNPCI.
5. Mandatory elds in SIP NACH DEBIT MANDATE form as per NPCI:
•Date•BankaccountnumberandBank
name•IFSCand/orMICRCode•Folionumberorapplicationnumber•Signaturesasperbankrecords•SIP
startdate,enddateoruntilcancelled•Accounttypetobeselected•Nameasperbankrecords•Transaction
typetobeselected•Maximumamounttobementionedinguresandwords.
6. SIP autodebit isavailableonlyonspecic datesof themonthviz. 1st/5th/15th/20th/25th.Incase
1st/5th/15th/20th/25thisaholiday,thennextbusinessday.IncasetheDebitdoesnottakeeectfor
threeconsecutivetimesthentheSIPwouldbeliableforcancellation.
7. InvestorshallhavetheoptionofchoosinganydateofthemonthastheSIPdateexceptthedates29th,30th
and31st.ForexercisinganydaySIPoptionOTMismandatory(As&whenpresentedandmaximumamount)
8. IncaseofSIPtransactionwherethemodeofpaymentisthroughNACH/DirectDebit,investorsarenotrequired
todoaninitialpurchasetransactionfortheminimumamountasapplicable.However,investorsarerequiredto
submitSIPrequestatleast30dayspriortothedateofrstinstallment.Incaseofincompletemandateform,
AMCmayinitiateremediationprocesstoobtainincompletedetails.Thisprocessmayexceed30daysandin
suchcaseitmayalsoimpacttheregistrationoftheSIPfacilityandsubsequentinstallments.SIPstartdate
shallnotbebeyond100daysforMonthlyandQuarterlySIPsfromthedateofsubmissionofSIPapplication.
TheapplicantwillhavetherighttodiscontinueSIPatanytimeheorshesodesiresbyprovidingawritten
requestattheoceoftheCanaraRobecoMutualFundCustomerServiceCentres.Noticeofdiscontinuance
shouldbereceived30dayspriortothesubsequentSIPdate.
AlltermsandconditionsforSIP,includingExitLoad,ifany,prevailinginthedateofSIPenrolment/registration
bythefundshallbeleviedintheScheme.
9. TheinvestoragreestoabidebythetermsandconditionsofNACH/DirectDebitfacilitiesofReserveBank
ofIndia(RBI)/NPCI.
10.InvestorwillnotholdCanaraRobecoMutualFund,itsregistrarsandotherserviceprovidersresponsibleif
thetransactionisdelayedornoteectedortheinvestorbankaccountisdebitedinadvanceorafterthe
specicSIPdateduetovariousclearingcyclesforNACH/DirectDebit.
11. IfmandateisnotregisteredthroughNACHmodeor/andiffrequencyoptedisotherthan“asandwhen
presented”,mandatewillnotbeconsideredasonetimemandate.
12.CanaraRobecoMutualFundreservestheright torejectanyapplicationwithoutassigninganyreason
thereof.
13.
Incaseof“AtPar”cheques,investorsneedtomentiontheMICRnumberofhisactualbankbranch.
14. New Investor:IftheinvestorfailstomentiontheschemenameintheSIPMandateForm,thentheFund
reservestherighttoregistertheSIPaspertheschemenameavailableinthemainapplicationform.Incase
multipleschemesarementionedinthemainapplicationform,theFundreservestherighttorejecttheSIP
request.
15. Existing Investor:IftheinvestorfailstomentiontheschemenameintheSIPMandateForm,theFund
reservestherighttoregistertheSIPintheexistingscheme(eligibleforSIP)availableintheinvestor’s
folio.IncasemultipleschemesorEquityLinkedSavingsScheme(ELSS)areavailableinthefolio,theFund
reservestherighttorejecttheSIPrequest.
16.IncaseSIPdateisnotselectedorthedatementionedisnotlegibleorclearormultipleSIPdateareopted,
thentheSIPwillberegisteredon15th(defaultdate)ofeachMonth/Quarterasapplicable.Further,incase
SIPregistrationthroughNACH,ifmultipleSIPdatesareopted,SIPwillberegisteredforallopteddates.
17. IftheinvestorhasnotmentionedtheSIPstartmonth,SIPwillstartfromthenextapplicablemonth,subject
tocompletionof30daysleadtimefromthereceiptofSIPrequest.
18.IncasetheSIP‘EndPeriod’isnotmentionedbytheinvestorintheform,thenthefundwillcontinueSIP
till it receives termination notice from the investor.
19.Maximum Amount:TheMAXIMUMAMOUNTisthepertransactionmaximumlimit.Investorcanregister
multipleSIPsbuttheamountshouldnotexceedthemaximumamountmentionedpertransaction.Generally
speaking,yourSIPamountwillbelesserthanthisamount,butchoosingaslightlyhigherlimithelpsyou
toundertakeadditionalinvestmentsasperyourchoice.Alwaysremembertomentionanamountthatis
convenienttoyou.
20.Change of Amount:InvestorscanchangetheSIPamountbysubmittingthefollowingdocuments30days
beforethenextSIPdebitdate.
a) Anew‘SIP‘FormwithrevisedSIPamountdetails.
b) LettertodiscontinuetheexistingSIP
B) General Instructions
1. Existinginvestorsneed toprovidetheirfolionumberinthismandateformandneednottollinthe
CommonApplicationForm.
For minimum application amount to be invested in SIP, risk factors, features etc. please refer to the Key
Scheme Features.
2. IftheinvestorselectsmultipleSIPfrequenciesorfailstochooseanyofthem,thedefaultSIPfrequencywill
beMonthly.
3. CanaraRobecoMutualFund,itsregistrarsandotherserviceprovidersshallnotberesponsibleandliable
foranydamages/compensationforanyloss,damageetc.incurredbytheinvestor.Theinvestorassumes
theentireriskofusingthisfacilityandtakesfullresponsibility.
4. TheBankshallnotbeliablefor,norbeindefaultbyreasonof,anyfailureordelayincompletionofits
obligationsunderthisAgreement,wheresuchfailureordelayiscaused,inwholeorinpart,byanyactsof
God,civilwar,civilcommotion,riot,strike,mutiny,revolution,re,ood,fog,war,lightening,earthquake,
changeofGovernmentpolicies,unavailabilityofBank’scomputersystem,forcemajeureevents,orany
othercauseofperilwhichisbeyondtheBank’sreasonablecontrolandwhichhaseectofpreventingthe
performanceofthecontractbytheBank.
5. Forloadstructureoftheschemes,pleaserefertotheKeySchemeFeatures.
6. SIP TOP UP Facility:
(a)InvestorscanoptforSIPTOPUPfacility,whereintheamountoftheSIPcanbeincreasedatxedintervals.
(b)TheTOPUPamounthastobeinmultiplesofRs.500only.
(c)
ThefrequencyisxedatYearlyandHalfYearlybasis.IncasetheTOPUPfacilityisnotoptedbytickingthe
appropriateboxandfrequencyisnotselected,theTOPUPfacilitymaynotberegistered.
(d)IncaseofQuarterlySIP,onlytheYearlyfrequencyisavailableunderSIPTOPUP.
Please see the illustration below to know how to calculate SIP Top-Up amount:
SIP enrolment period: 1 Jan 2016 to 1 Dec 2021;
StartingMonthlySIPamount:Rs. 10000/-
TopUpAmount:Rs. 2000/-
TopUpfrequency:Half - Yearly TopUplimit:Rs. 16000/-
From date To date Monthly SIP
Instalment (Rs.)
SIP Top Up
Amount (Rs.)
Total Amount of
SIP (Rs.)
1 - Jan - 16 1-Jun-16 10000 NA 10000
1-Jul-16 1-Dec-16 10000 2000 12000
1 - Jan - 17 1-Jun-17 12000 2000 14000
1-Jul-17 1-Dec-17 14000 2000 16000
1 - Jan - 18 1-Dec-21 16000 - 16000
(e)SIPTOPUPwillbeallowedinMicroSIPfoliosubjecttoconditionthattotalinvestmentincludingSIP
TOPUPdoesnotexceedRs.50,000/-inarolling12monthperiodornancialyeari.e.ApriltoMarch,
thelimitonMicroSIPinvestments.
(f) IftheinvestorselectsmultipleSIPdatesandoptedforTop-Upfacility,top-upwillbeapplicableforall
the dates opted by the investor.
(g)TheinvestoragreestoavailtheTOPUPfacilityforSIPandauthorizehis/herbanktoexecutetheNACH/
DirectDebitbygivingONETIMEMANDATE(OTM)withselectionof"As&Whenpresentedandmaximum
amount".
7. Theinvestorherebyagreestoindemnifyandnotholdresponsible,theAMCanditsemployees,theR&T
agentandtheserviceprovidersincasehis/herbankisnotabletoeectanyofthepaymentinstructions
forwhatsoeverreason.
8. Demat/Non-Demat Mode:InvestorshaveanoptiontoholdtheUnitsindematerializedform.Byproviding
DPdetails,Unitsshallbedirectlycreditedtotheinvestor’sdemataccountaftertherealizationoffundsand
depositorieswillissueastatement.Applicantsmustensurethatthesequenceofnamesasmentionedin
theapplicationformmatcheswiththatoftheaccountheldwiththeDepositoryParticipant.
Ifthedetailsmentionedintheapplicationareincomplete/incorrectornotmatchedwiththeDepository
data,theapplicationshallbetreatedasinvalidandtheunitswouldbeallottedinNon-Dematmode.The
applicationformshouldmandatorilyaccompanythelatestClientinvestormaster/Demataccountstatement.
DematoptionwillbenotbeavailableforDaily/Weekly/Fortnightlydividendoptions.Investorsdesiringtoget
allotmentofunitsindematmodemusthaveabeneciaryaccountwithaDepositoryParticipant(DP)ofthe
Depositoriesi.e.NationalSecuritiesDepositoriesLimited(NSDL)/CentralDepositoryServicesLimited(CDSL).
AllotmentletterswouldbesenttoinvestorswhoareallottedunitsinDematmodeandaStatementof
AccountswouldbesenttoinvestorswhoareallottedunitsinNon-Dematmode.Investorsarerequested
tonotethatUnitsheldindematerializedformarefreelytransferableexceptunitsheldinEquityLinked
SavingsScheme’s(ELSS)duringthelock-inperiod.
TheunitswillbeallottedbasedontheapplicableNAVaspertheSchemeInformationDocument(SID).
Theinvestorsshallnotethatforholdingtheunitsindematform,theprovisionslaidintheSIDofrespective
Schemeandguidelines/proceduralrequirementsaslaidbytheDepositories(NSDL/CDSL)shallbeapplicable.
Incasetheunitholderwishestoconverttheunitsheldinnondematmodetodematmodeorviceversa
atalaterdate,such requestalongwiththe necessaryformshouldbe submittedtotheir Depository
Participant(s).Unitsheldindematformwillbefreelytransferable,subjecttotheapplicableregulations
andtheguidelinesasmaybeamendedfromtimetotime.
9. ItisadvisabletogoforregistrationofOneTimeMANDATE(OTM)byopting"As&Whenpresentedand
Maximumamount".
1. UMRN-Tobeleftblank.
2. DateinDD/MM/YYYYformat
3. SponsorBankIFSC/MICRcode,leftpaddedwithzeroeswherenecessary.(Maximumlength
-11AlphaNumericCharacters).(Pre-printed)
4. UtilityCode: Unique code of theentitytowhommandateisbeing given- To beprovided
bytheentity.(Pre-printed)
5. Name oftheentitytowhomthemandateis beinggiven.(Pre-printed)
6. Accounttype - SB/CA/CC/SB-NRE/SB-NRO/OTHER
7. Tick -SelectyourappropriateAction
a. Create- ForNewMandate
b. Modify - ForChanges/Amendment onexistingMandate
c. Cancel-ForcancellingtheexistingregisteredMandate
8. YourBankAccountNumberfordebitingtheamount.
9. Nameofyourbankandbranch.
10. YourBankbranchIFSCcodeOR
}
(Pleasementionboth IFSCCode& MICR Code)
11. YourBankbranchMICRcode
12. Amountinwords.
}
(Investorsareadvisedtofilltheamountin words& figuresbased
onwhetheritis fixedormaximum amount.)
13. Amountin figures.
14. Frequencyatwhichthedebitshouldhappen.(Halfyearlyandyearlyoptionsarenotavailable.
Advisabletooptfor"
As&When presented")
15. Tick on the box to select the amount either fixed or maximum. (Advisable to opt for
maximumamount)
16. FolioNo./ApplicationNo.(Incaseof newinvestors).
17. PAN (PermanentAccountNumberofSole/First holder)
18. Your phone number.
19. Youremail-id.
20. Periodforwhichthedebitmandateisvalid
a. Start date
b. End date
c. Oruntilcancelled(Itisstrikedout.Tocancelanexistingmandate,investorsareadvised
tosubmit separatecancellationform)
21. Signaturesof the accountholder.
22. Nameoftheaccountholder.
INSTRUCTIONS TO FILL MANDATE
Best mutual funds to invest in Mumbai
Systematic Investment Plan or commonly known as SIP is an investment plan (methodology) offered by
mutual funds through which you can invest a small amount in mutual fund schemes at regular intervals,
typically in equity mutual fund schemes. An SIP helps you to fill-in your investments in equity mutual
fund schemes over a period of time.
SIPs tend to be passive investments, because once you put money in a mutual fund, you continue to
stay invested in it regardless of how it performs. SIP averages your investment price over the
investment duration and offers the best flexibility of choosing your own amount and frequency, making
SIPs as an ideal investing prospect for any mutual fund investor. SIPs usually allow you to invest weekly,
monthly, or quarterly.